Senior Compliance Manager | Slough | Hybrid Working | £2.6k Car Allowance + Excellent Benefits
The Role
Are you an experienced compliance leader looking for an opportunity to influence regulatory standards across a growing financial services organisation? Do you thrive in a role where you can combine strategic thinking with hands-on leadership while helping shape a strong compliance culture?
This is an excellent opportunity to join a highly respected financial services business as a Senior Compliance Manager, supporting the Head of Compliance & MLRO in leading the Compliance function across multiple UK entities. You'll play a pivotal role in ensuring regulatory excellence, developing high-performing teams and driving compliance best practice throughout the business.
If you're passionate about FCA regulation, Consumer Duty and leading compliance teams in a fast-paced environment, this is your chance to make a real impact while developing your career within a supportive and forward-thinking organisation.
Key Responsibilities
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Support the Head of Compliance & MLRO in maintaining the Compliance Framework across all UK entities.
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Deputise for the Head of Compliance when required.
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Lead, coach and develop the Compliance team, ensuring high standards of performance.
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Manage and deliver the annual Compliance Monitoring Plan.
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Oversee second-line compliance monitoring activities across the business.
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Conduct thematic reviews and targeted compliance assessments.
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Ensure compliance with FCA regulations, Consumer Duty and internal policies.
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Oversee intermediary oversight activities, including retailer and broker audits.
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Review compliance reports, monitor remediation plans and ensure consistent standards.
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Support regulatory change projects and the implementation of new regulatory requirements.
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Prepare reporting for senior leadership, governance committees and Board meetings.
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Build strong relationships with stakeholders across Risk, Legal, Sales, Operations and Internal Audit.
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Promote a positive compliance culture throughout the organisation.
About You
You'll be an experienced compliance professional with a strong understanding of the UK financial services regulatory environment and a proven ability to lead teams and influence stakeholders.
You'll ideally have:
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Significant experience within Compliance, Risk or Internal Audit in Financial Services.
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Strong working knowledge of FCA regulation and Consumer Duty.
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Experience of compliance monitoring and second-line oversight.
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Experience leading compliance reviews and regulatory remediation programmes.
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Previous people management and leadership experience.
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Excellent stakeholder management and communication skills.
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Experience preparing reports for senior management and governance committees.
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Excellent organisational skills with the ability to manage multiple priorities.
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A full UK driving licence and willingness to travel throughout the UK.
The Offer
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Hybrid working
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£2.6k car allowance
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Excellent benefits package
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Opportunity to work within a respected financial services organisation
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Exposure to senior leadership and strategic regulatory projects
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Ongoing professional development and career progression
Apply Now
Ready to take the next step in your compliance career? If you're looking for an opportunity to lead, influence and make a lasting impact within a forward-thinking financial services organisation, we'd love to hear from you. Apply today and become part of a business committed to delivering the highest standards of regulatory excellence.